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Manifesto
on WIPO and the future of intellectual property
James
Boyle
There are systematic errors
in contemporary intellectual property policy and that WIPO has an
important role in helping to correct them.
Introduction
Intellectual property laws
are the legal sinews of the information age; they affect everything
from the availability and price of AIDS drugs, to the patterns of
international development, to the communications architecture of
the Internet. Traditionally, those laws have been made as state-facilitated
contracts among affected industries. Yet intellectual property rights
are not ends in themselves. Their goal is to give us a decentralized
system of innovation in science and culture: no government agency
should pick which books are written or have the sole say over which
technologies are developed.
Instead, the creation of
limited legal monopolies called intellectual property rights gives
us a way of protecting and rewarding innovators in art and technology,
encouraging firms to produce quality products, and allowing consumers
to rely on the identity of the products they purchased. The laws
of copyright, patent and trademark are supposed to do just that
- at least in some areas of innovation - provided the rights are
set at the correct levels, neither too broad nor too narrow.
The World Intellectual Property
Organization (WIPO) has built itself around the attempt to promote
and harmonize intellectual property laws internationally, though
the organization’s actual responsibility within the UN system
is significantly broader. That is, "promoting creative intellectual
activity and facilitating the transfer of technology related to
industrial property to the developing countries in order to accelerate
economic, social and cultural development."
WIPO is only 34 years old,
but its history stretches back 120 years, to the treaties of Paris
and Berne. During that period, WIPO and the international secretariats
that were its precursors have done work of great value. But times
have changed since 1883, and even since WIPO itself was founded
in 1970; at the same time, some of the oldest lessons of intellectual
property law have apparently been forgotten or ignored. While WIPO
has a uniquely influential role to play in setting innovation policy
worldwide, fundamental changes need to be made in both role and
attitude if the organization is to serve its real goal - the promotion
of innovation in science, technology and culture for the benefit
of the peoples of the world.
The Maximalist ‘Rights
Culture’ and the Loss of Balance
As intellectual property
protection has expanded exponentially in breadth, scope and term
over the last 30 years, the fundamental principle of balance between
the public domain and the realm of property seems to have been lost.
The potential costs of this loss of balance are just as worrisome
as the costs of piracy that so dominate discussion in international
policy making. Where the traditional idea of intellectual property
wound a thin layer of rights around a carefully preserved public
domain, the contemporary attitude seems to be that the public domain
should be eliminated wherever possible. Ideas and facts could never
be owned. Yet contemporary intellectual property law is rapidly
abandoning this central principle. Now we have database rights over
facts, gene sequence, business method and software patents, digital
fences that enclose the public domain together with the realm of
private property . . . the list continues. And while these rules
differ from nation to nation, the pressure is to harmonize them
only upwards, adopting the strongest protections of facts, the longest
copyright terms, the greatest scope of patentability.
• Intellectual property
policy is in the sway of a maximalist "rights-culture"
which leads debates astray. The assumption seems to be that to promote
intellectual property is automatically to promote innovation and,
in that process, the more rights the better. But both assumptions
are categorically false. Even where intellectual property rights
are the best way to promote innovation, and there are many areas
where they are not, it is only by having rules that set the correct
balance between the public domain and the realm of private property
that we will get the innovation we desire. Yet trade treaties require
very high "floors" of international intellectual property
protection while rarely imposing "ceilings," even though
too much intellectual property protection is just as harmful, and
as distorting of trade flows, as too little. This asymmetry is reflected
in the international policy-making process.
• As an organization
that specializes in the subject, WIPO should be comparatively immune
from the fallacy that intellectual property policy should always
aim towards stronger rights. But since the alternative is to make
intellectual property policy through trade organizations in which
the developing countries have even less influence, in many areas
states have used
WIPO and International
Development: One-Size (‘Extra Large’) Fits All?
• The history of development
in intellectual property is one of change. The countries that now
preach the virtues of expansive minimum levels of intellectual property
protection, did not themselves follow that path to industrial development.
Intellectual property protections changed over time, responding
to the internal and external economic and technological context.
Given this history, one would expect that international intellectual
property agreements, whether made through trade treaties or in the
context of WIPO, would be highly sensitive to the idea that "one
size does not fit all" when it comes to intellectual property
policy and developing countries - who themselves are hardly a homogeneous
group.
• Even where flexibility
and exceptions are built into the international regime, developing
countries often lack the technical and legal expertise to take full
advantage of them. In intellectual property law, exceptions and
limitations are deeply important. They are part of the policy rather
than merely a suspension of it. Thus it is just as important to
WIPO’s mission to enable developing countries to make use
of the flexibility built into the system as it is to persuade them
to adopt and implement the latest draconian digital rights management
legislation. In practice, however, the resources flow only one way.
Blindness to Alternatives:
In and Out of the System
• Even when the system
of intellectual property works just as it is supposed to, it clearly
will not solve certain pressing human problems. It is thus incumbent
on organizations such as WIPO to be more hospitable to proposals
that attempt to reform, or to supplement the intellectual property
system, or to offer alternatives to it. It is tragic that it has
taken 120 years for us to return to the exploration of mechanisms
for encouraging innovation - such as state sponsored prize systems
whose products are distributed at marginal cost - that were widely
discussed and even sometimes practiced in the years before the Paris
and Berne conventions.
• Alternatives can
also exist within the current system - using the rights currently
provided. Yet policy-makers have sometimes seemed either uncomprehending
or actively hostile to such attempts, as if the intellectual property
system required fidelity to a certain business-model of innovation.
A perfect example is the remarkable hostility shown by some national
governments to a recent proposal that WIPO explore the potential
of these open and collaborative efforts. The proposal was warmly
received by WIPO staff. Yet it was squashed by pressure from companies
pursuing a different business model, who were able to rely on the
language of the "rights culture" to convince state decision
makers that only ‘closed source’ models were legitimate.
Guiding Principles
of Rational and Humane Intellectual Property Policy
If we are to have an intellectual
property policy that genuinely promotes innovation, international
development and human well-being, we need to expose the assumptions
of the maximalist rights culture to the democratic scrutiny they
have so sorely lacked. More than 50 years ago, environmentalists
taught us to see beyond a disconnected set of problems in the natural
world - polluted streams and air, disappearing wetlands - to a larger
interconnected system called the environment. Successful development
could only proceed if it were sustainable; the environmental impact
must be part of the analysis. Similarly, both nationally and internationally,
we need to recover the traditional insight of our intellectual property
laws; that it is not rights that generate progress, but the balance
between rights and the public domain, a balance that is highly context
dependent. One size cannot fit all.
This argument has implications
far beyond WIPO, of course, but it also implies the need to reorient
WIPO’s mission in the coming century. WIPO has made some halting
steps towards this in its most recent Medium Term Plan, but if it
is to fulfill its goal of encouraging intellectual activity, and
serving the citizens of the world, it must abandon the tunnel vision
of the maximalist rights culture and adopt the following seven principles.
1. Balance
Intellectual property policy
must maintain a balance between the realm of protected material
and the public domain. When WIPO documents speak of "balance"
they generally refer to a balance between producer and consumer,
or developed and developing nations. But the intellectual property
system depends on a different, and neglected, kind of balance. Science,
technology and the market itself depend on a rich "commons"
of material available to all, just as they also depend on the incentives
provided by intellectual property rights. Too many rights will slow
innovation as surely as too few. The WIPO secretariat should be
required to perform an "Intellectual Environmental Impact Statement"
on each new proposal for the expansion of rights, detailing its
effects on the public domain, and the commercial, innovative, artistic
and educational activities that depend on the public domain.
2. Proportionality
Each piece of intellectual
property legislation imposes costs as well as benefits on the public.
Extending the copyright term retrospectively, for example, denies
a twenty year swath of culture to the public in order to benefit
the tiny minority of works that are still being exploited commercially.
Any other regulation that enforced massive costs for tiny benefits
would be subject to intense scrutiny. Intellectual property regulation
through WIPO should be no exception. A formal, detailed and specific
statement of costs and benefits should accompany any proposed action.
3. Developmental
Appropriateness
The history of intellectual
property law over which WIPO has presided is actually one of considerable
change, with a considerable variation in the rules both over time
and space, at different moments of economic development. In tune
with this history, WIPO needs to be a counterforce to the tendency
to impose ‘one size fits all’ solutions worldwide, not
the place where "TRIPS-plus" standards are to be pursued.
4. Participation
and Transparency
Intellectual property law
always had implications beyond the regulation of competitors in
the same industry, but today those implications are so great and
so pressing that they demand a much more participatory and transparent
procedure. WIPO needs to continue the welcome steps it has already
taken to increase the participation of civil society groups in the
discussion and debate. When intellectual property implicates everything
from access to essential medicines and free speech to education
and online privacy, it cannot be made according to the assumptions
of a narrow coterie of lawyers and industry groups.
5. Openness to Alternatives
and Additions
Intellectual property is
a remarkable human invention, but it cannot solve all problems.
A pharmaceutical innovation system built on patents, for example,
will not cure the diseases of the global poor. To solve those problems,
and others like them, we must think more imaginatively about alternative
and additional methods of encouraging and organizing innovation.
WIPO, which has long had expertise in thinking about the limits
of intellectual property, and which has certainly presided over
developments far outside of the narrow range of copyright, patent
and trademark, should become the most prominent global institution
in which those alternative methods are proposed and debated. WIPO
must be the institution in which we join, rather than fight, the
search for alternatives.
6. Embracing the
Net as a Solution, Rather than a Problem
From the mid-1990's onwards,
the tendency in international intellectual property has been to
treat the Internet as a threat rather than an opportunity. Despite
the fact that the Net has demonstrated again and again the possibility
of generating, through dispersed collaborative networks, innovation
and intellectual activity of exactly the kind WIPO is supposed to
foster, policy makers have focused only on the threat of illicit
copying. WIPO should establish a standing committee which focuses
on two key issues: the barriers that traditional intellectual property
erects against global educational and cultural access, and the ways
in which the traditional rules of intellectual property need to
be rethought when they are applied to the citizen-publishers of
cyberspace.
7. Neutrality
Within the realm of existing
intellectual property rights, our policy must be neutral between
different methods of using those rights to encourage innovation.
For example, both closed source, proprietary and open source, collaborative
software developers use the intellectual property system to generate
innovation of global worth. It is not WIPO’s job to pick winners
in this competition between different methods of innovation. WIPO
should be as concerned about the impact of software patents on open
source software development, as it is about the impact of software
piracy on closed source software development. Intellectual property
rights are tools, and WIPO needs to respond creatively and flexibly
to the new ways in which those tools can be used, not view any new
method of innovation as somehow illegitimate.
James
Boyle is William Neal Reynolds Professor of Law at Duke Law School.
This is an abridged version of the article which was originally
published in the Duke Law and Technology Review http://www.law.duke.edu/journals/dltr/
and is hereby reproduced with their kind permission
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Proposal
Submitted by Argentina and Brazil to WIPO General Assembly (WO/GA/31/11)
September
2004
Development, the
most important challenge facing the International Community
At the dawn of a new Millennium,
development undoubtedly remains one of the most daunting challenges
facing the international community. The importance of facing up
to this challenge has been widely acknowledged in many international
fora at the highest level. The United Nations adopted the Millennium
Development Goals, which established a firm commitment by the international
community to address the significant problems that affect developing
countries and LDCs. The Programme of Action for the Least Developed
Countries for the Decade 2001 2010, the Monterey Consensus, the
Johannesburg Declaration on Sustainable Development and the Plan
of Implementation agreed at the World Summit on Sustainable Development,
the Declaration of Principles and the Plan of Action of the first
phase of the World Summit on the Information Society, and most recently
the Sao Paulo Consensus adopted at UNCTAD XI, have all placed development
at the heart of their concerns and actions. This has also been the
case in the context of the current Doha round of multilateral trade
negotiations of the World Trade Organization (the “Doha Development
Agenda”), which was launched at the WTO’s 4th Ministerial
Conference, in November 2001.
The development dimension
and intellectual property protection
Technological innovation,
science and creative activity in general are rightly recognized
as important sources of material progress and welfare. However,
despite the important scientific and technological advances and
promises of the 20th and early 21st centuries, in many areas a significant
“knowledge gap” as well as a “digital divide”
continue to separate the wealthy nations from the poor.
In this context, the impact
of intellectual property has been widely debated in past years.
Intellectual property protection is intended as an instrument to
promote technological innovation, as well as the transfer and dissemination
of technology. Intellectual property protection cannot be seen as
an end in itself, nor can the harmonization of intellectual property
laws leading to higher protection standards in all countries, irrespective
of their levels of development.
The role of intellectual
property and its impact on development must be carefully assessed
on a case by case basis. IP protection is a policy instrument the
operation of which may, in actual practice, produce benefits as
well as costs, which may vary in accordance with a country’s
level of development. Action is therefore needed to ensure, in all
countries, that the costs do not outweigh the benefits of IP protection.
In this regard, the adoption
of the Doha Declaration on the TRIPS Agreement and Public Health
at the 4th Ministerial Conference of the WTO represented an important
milestone. It recognized that the TRIPS Agreement, as an international
instrument for the protection of intellectual property, should operate
in a manner that is supportive of and does not run counter to the
public health objectives of all countries.
The need to integrate the
“development dimension” into policy making on intellectual
property protection has received increased recognition at the international
level. Also in the framework of the WTO, paragraph 19 of the WTO’s
Doha Ministerial Declaration, in setting a mandate for the TRIPS
Council in the context of the Doha Development Agenda, refers explicitly
to the need to take fully into account the development dimension.
Integrating the development
dimension into WIPO’s activities
As a member of the United
Nations system, it is incumbent upon the World Intellectual Property
Organization (WIPO) to be fully guided by the broad development
goals that the UN has set for itself, in particular in the Millennium
Development Goals. Development concerns should be fully incorporated
into all WIPO activities. WIPO’s role, therefore, is not to
be limited to the promotion of intellectual property protection.
WIPO is accordingly already
mandated to take into account the broader development related commitments
and resolutions of the UN system as a whole. However, one could
also consider the possibility of amending the WIPO Convention (1967)
to ensure that the “development dimension” is unequivocally
determined to constitute an essential element of the Organization’s
work program. We therefore call upon WIPO General Assembly to take
immediate action in providing for the incorporation of a “Development
Agenda” in the Organization’s work program.
The development dimension
and intellectual property norm setting: safeguarding public interest
flexibilities
WIPO is currently engaged
in norm setting activities in various technical Committees. Some
of these activities would have developing countries and LDCs agree
to IP protection standards that largely exceed existing obligations
under the WTO’s TRIPS Agreement, while these countries are
still struggling with the costly process of implementing TRIPS itself.
The current discussions on
a draft Substantive Patent Law Treaty (SPLT) in the Standing Committee
on the Law of Patents (SCP) are of particular concern. The proposed
Treaty would considerably raise patent protection standards, creating
new obligations that developing countries will hardly be able to
implement. In the course of discussions, developing countries have
proposed amendments to improve the draft SPLT by making it more
responsive to public interest concerns and the specific development
needs of developing countries.
A consideration of the development
dimension of intellectual property must be quickly brought to bear
on discussions in the SCP. If discussions on the SPLT are to proceed,
these should be based on the draft treaty as a whole, including
all of the amendments that have been tabled by developing countries.
Moreover, Members should strive for an outcome that unequivocally
acknowledges and seeks to preserve public interest flexibilities
and the policy space of Member States. Provisions on “objectives
and principles”, reflecting the content of Articles 7 and
8 of the TRIPS Agreement, should be included in the SPLT and other
treaties under discussion in WIPO.
While access to information
and knowledge sharing are regarded as essential elements in fostering
innovation and creativity in the information economy, adding new
layers of intellectual property protection to the digital environment
would obstruct the free flow of information and scuttle efforts
to set up new arrangements for promoting innovation and creativity,
through initiatives such as the ‘Creative Commons’.
The ongoing controversy surrounding the use of technological protection
measures in the digital environment is also of great concern.
The provisions of any treaties
in this field must be balanced and clearly take on board the interests
of consumers and the public at large. It is important to safeguard
the exceptions and limitations existing in the domestic laws of
Member States.
In order to tap into the
development potential offered by the digital environment, it is
important to bear in mind the relevance of open access models for
the promotion of innovation and creativity. In this regard, WIPO
should consider undertaking activities with a view to exploring
the promise held by open collaborative projects to develop public
goods, as exemplified by the Human Genome Project and Open Source
Software.
Finally, the potential development
implications of several of the provisions of the proposed Treaty
on the Protection of Broadcasting Organizations that the Standing
Committee on Copyright and Related Rights is currently discussing
should be examined taking into consideration the interests of consumers
and of the public at large.
The development dimension
and the transfer of technology
The transfer of technology
has been identified as an objective that intellectual property protection
should be supportive of and not run counter to, as stated in Articles
7 and 8 of the TRIPS Agreement. Yet, many of the developing countries
and LDCs that have taken up higher IP obligations in recent years
simply lack the necessary infrastructure and institutional capacity
to absorb such technology.
Even in developing countries
that may have a degree of absorptive technological capacity, higher
standards of intellectual property protection have failed to foster
the transfer of technology through foreign direct investment and
licensing. In effect, corrective measures are needed to address
the inability of existing IP agreements and treaties to promote
a real transfer of technology to developing countries and LDCs.
In this regard, a new subsidiary
body within WIPO could be established to look at what measures within
the IP system could be undertaken to ensure an effective transfer
of technology to developing countries, similarly to what has already
been done in other fora such as the WTO and the UNCTAD. Among these
measures, we note with particular interest the idea of establishing
an international regime that would promote access by the developing
countries to the results of publicly funded research in the developed
countries. Such a regime could take the form of a Treaty on Access
to Knowledge and Technology. It is also important that clear provisions
on transfer of technology be included in the treaties currently
under negotiation in WIPO.
The development dimension
and intellectual property enforcement
Intellectual property enforcement
should also be approached in the context of broader societal interests
and development related concerns, in accordance with Article 7 of
TRIPS. The rights of countries to implement their international
obligations in accordance with their own legal systems and practice,
as clearly foreseen by Article 1.1 of TRIPS, should be safeguarded.
In setting up the Advisory
Committee on Enforcement (ACE) in 2002, the WIPO General Assembly
clearly rejected a “TRIPS plus” approach to enforcement
matters, by deliberately deciding to exclude all norm setting activities
from the Committee’s mandate. In undertaking any future work
under its mandate, the ACE should be guided by a balanced approach
to intellectual property enforcement. The ACE cannot approach the
issue of enforcement exclusively from the perspective of right holders,
nor have its discussions focus narrowly on curbing the infringement
of IP rights. Such discussions are important, but the ACE must also
give consideration to how best to ensure the enforcement of all
TRIPS related provisions, including those that would impute obligations
to right holders as well.
Particular attention should
be paid to the need to ensure that enforcement procedures are fair
and equitable and do not lend themselves to abusive practices by
right holders that may unduly restrain legitimate competition. In
this regard, we note that Article 8 of TRIPS states that corrective
measures may be necessary to curb practices that may adversely affect
trade and the international transfer of technology. One should also
bear in mind the related provision of Article 40 of TRIPS, which
addresses anti competitive practices in contractual licenses. All
of these provisions of the TRIPS Agreement should be adequately
brought into WIPO’s framework.
Promoting “development
oriented” technical cooperation and assistance
WIPO is the main multilateral
provider of technical assistance in the field of intellectual property.
By virtue of the 1995 agreement with the WTO, it plays an important
role in providing developing countries with technical assistance
to implement the TRIPS agreement. As a United Nations specialized
agency, WIPO has an obligation to ensure that its technical cooperation
activities are geared towards implementing all relevant UN development
objectives, which are not limited to economic development alone.
These activities should also be fully consistent with the requirements
of UN operational activities in this field they must be, in particular,
neutral, impartial and demand driven.
Programs for technical cooperation
in IP related matters should be considerably expanded and qualitatively
improved. This is important to ensure that in all countries the
costs of IP protection do not outweigh the benefits thereof. In
this regard, national regimes set up to implement international
obligations should be administratively sustainable and not overburden
scarce national resources that may be more productively employed
in other areas. Moreover, technical cooperation should contribute
to ensuring that the social costs of IP protection are kept at a
minimum.
WIPO’s legislative
assistance should ensure that national laws on intellectual property
are tailored to meet each country’s level of development and
are fully responsive to the specific needs and problems of individual
societies. It also must be directed towards assisting developing
countries to make full use of the flexibilities in existing intellectual
property agreements, in particular to promote important public policy
objectives.
A member-driven organization
open to addressing the concerns of all stakeholders
A balanced system of intellectual
property protection should service the interests of all sectors
of society. Given the broad public policy implications of intellectual
property, it is crucial to involve a commensurately broad range
of stakeholders in the discussions on intellectual property, both
at the national and international levels, including in all norm
setting activity.
Currently, in WIPO, the term
NGO is used to describe both public interest NGOs and user organizations.
This creates confusion and does not seem consistent with existing
UN practice, as implemented in most of the UN specialized agencies.
It is thus necessary, in WIPO, to take appropriate measures to distinguish
between user organizations representing the interests of IP right
holders and NGOs representing the public interest.
Subsequently, WIPO should
foster the active participation of public interest non governmental
organizations in its subsidiary bodies to ensure that in IP norm
setting a proper balance is struck between the producers and users
of technological knowledge, in a manner that fully services the
public interest.
Conclusion
A vision that promotes the
absolute benefits of intellectual property protection without acknowledging
public policy concerns undermines the very credibility of the IP
system. Integrating the development dimension into the IP system
and WIPO’s activities, on the other hand, will strengthen
the credibility of the IP system and encourage its wider acceptance
as an important tool for the promotion of innovation, creativity
and development.
ISSUES AND MEASURES
TO BE CONSIDERED
Without prejudice to further
initiatives, the following proposals, inter alia, could be considered
by the General Assembly for the implementation of the suggested
“WIPO Development Agenda”.
(1) Adoption of a
high level declaration on intellectual property and development
The Declaration could be
adopted by the General Assembly itself or by a specially convened
international conference on intellectual property and development.
The Declaration should address the development concerns that have
been raised by WIPO Member States and the international community
at large.
(2) Amendments to
the WIPO Convention
In order to ensure that development
concerns are fully brought into WIPO activities, the Member States
may consider the possibility of amending the Convention Establishing
the World Intellectual Property Organization (1967). The amendment
would explicitly incorporate the development dimension into WIPO’s
objectives and functions. Since Article 4 (“Functions”)
of the WIPO Convention relates its Article 3 (“Objectives”),
paragraph (i) of Article 3 of the WIPO Convention could be amended
to read as follows:
“(i) to promote the
protection of intellectual property throughout the world through
cooperation among States and, where appropriate, in collaboration
with any other international organization, fully taking into account
the development needs of its Member States, particularly developing
countries and least developed countries”.
(3) Treaties under
negotiation
Treaties under negotiation
in WIPO, such as the SPLT, should include provisions on the transfer
of technology, on anticompetitive practices as well as on the safeguarding
of public interest flexibilities. Moreover, those treaties should
include specific clauses on principles and objectives. The language
provided in Articles 7 and 8 of the TRIPS Agreement is an adequate
starting point, taking into account, however, that WIPO treaties
do not expressly deal with “trade related issues”.
(4) Technical cooperation
We urge the Program and Budget
Committee, in its next sessions, to establish consistent pluriannual
programs and plans for cooperation between WIPO and developing countries
aiming at strengthening national intellectual property offices,
so that they may effectively become an acting element in national
development policy. Those programs should be guided, moreover, by
the principles and objectives set out in Section VIII above.
(5) Intellectual
property and transfer of technology
We propose the creation of
a Standing Committee on Intellectual Property and the Transfer of
Technology, for the consideration of measures to ensure an effective
transfer of technology to developing countries and LDCs.
(6) Joint WIPO WTO
UNCTAD international seminar on intellectual property and development
WIPO could jointly organize
an international seminar with the WTO and UNCTAD on intellectual
property and development, with the active participation of all relevant
stakeholders, including public interest NGOs, civil society and
academia.
(7) Participation
of civil society
WIPO must take the appropriate
measures to ensure the wide participation of civil society in WIPO’s
activities, changing WIPO’s terminology with regard to NGOs.
(8) Working Group
on the Development Agenda
Without
prejudice to the previous proposals, a Working Group on the Development
Agenda could be established to further discuss the implementation
of the Development Agenda and work programmes for the Organization
on this matter, reporting to the 41st Series of Meetings of the
Assemblies of the Member States of WIPO.
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Editorial:
Intellectual Property Negotiations in WIPO: TRIPs-Plus and Development-lite
Chandrakant
Patel
The current session of the
General Assembly of the World Intellectual Property Organization
(WIPO) in Geneva (September 27-October 5) has before it a proposal
jointly submitted by Argentina and Brazil (see above) for the establishment
of a “ Development Agenda” for WIPO. The proposal states
that the WIPO-centered norm-setting exercises in the area of intellectual
property would require developing countries agree to IP protection
standards that largely exceed existing obligations under WTO’s
TRIPS Agreement. Of particular concerns is the US, EU, Japan initiated
draft Substantive Patent Law Treaty’s (SPLT) objective to
raise protection standards even further and progressively work towards
a high standard, single global patent protection regime.
The proposal by Argentina
and Brazil aims at the adoption of a Declaration on IP and Development,
amendments to the WIPO Convention to make this possible, and to
include provisions in treaties currently under negotiations on transfer
of technology, on technical cooperation, on greater participation
of the civil society in WIPOs deliberations and negotiations. This
proposal encapsulates the widely expressed concerns of developing
countries and the civil society that the emerging system of IP protection
will further curtail their policy space in dealing with development
challenges in a wide range of areas and policies: protection of
indigenous resources, access to medicines, education, transfer of
knowledge and technology and protection of genetic resources and
bio-diversity. In a world increasingly driven by knowledge and skills,
the gap between developed and developing countries is likely to
widen further if the current efforts to use fora such as WIPO to
evolve more stringent and corporate-driven IPR system succeed.
• Just as developed
countries are actively promoting fora such as WIPO and regional
trade agreements (the US-SACU Free Trade Agreement negotiations
being a case in point) to evolve a more stringent patent system,
the challenge for developing countries has been one of limiting
and, where possible, reversing the shift of IP matters from WIPO
to WTO. Whilst the US, EU and Japan view the panoply of organizations
dealing with IP matters (these include WTO, FAO, WHO, Convention
on Bio-diversity/UNEP and UPOV) as an interlinked and seamless continuum,
developing countries have, so far, been preoccupied with damage
limitation deriving from the IP Agreement in the WTO. It is in this
context that the Argentine and Brazilian proposal provide an opportunity
to sharply define and evolve a common strategy of placing development
at the centre of the on-going IP related negotiations.
• Pre-Uruguay Round,
WIPO was the central global forum for negotiations, standard setting
and repository of IP matters and treaties. Notwithstanding the IP
Agreement in WTO, WIPO continues to remain the key forum for dealing
with IP matters. Its mandate embraces, among other matters, Paris
Convention for the Protection of Industrial Property, Berne Convention
for the Protection of Literary and Artistic Works, the Brussels
Convention Dealing with Programme Carrying signals Transmitted by
Satellites, the Trademark Law Treaty, the WIPO Copyright Treaty
and the WIPO Performances and Phonograms Treaty. It is also currently
dealing with, in the Intergovernmental Committee on Intellectual
Property and Genetic Resources, Traditional Knowledge and Folklore.
• Against this background,
it is perhaps not surprising that WIPO, despite its legal status
as a specialized agency of the United Nations, has fashioned its
mandate in a highly selective and restricted manner, dealing almost
exclusively with intellectual property matters. In the process,
it has succeeded in creating a culture of protecting and expanding
monopoly privileges of powerful commercial interests. Promoting
development, transfer of technology and a balanced set of rights
and obligations between producers and consumers of knowledge and
innovation have become entirely subsidiary to narrower objective
of protecting, promoting and harmonizing higher standards of IP
protection.
• African and other
developing countries and civil society in our region should support
the proposal by Argentina and Brazil; to be sure, the proposal is
a first effort and will be the subject of amendments and additions
by other developing countries. For Africa, issues of access to medicines,
significantly greater flexibilities in the application of IP regimes,
protection of bio-diversity and traditional knowledge are key issues
and should be more explicitly reflected in the proposal. But having
said this, the proposal provides a major opportunity to re-orient
WIPO’s work and to evolve a negotiating strategy and framework
for dealing with IP negotiations in other fora, including regional
free trade agreements.
• The protection of
indigenous knowledge is central to the notion of what is in the
public domain and what is protected as intellectual property. The
protection of classical intellectual property is maximized while
indigenous knowledge is relegated to the absolute minimalist level.
Songs and movies are enjoying greater protection while indigenous
knowledge is capable of protection only under a sui generis system,
under the TRIPs agreement. Sui generic systems refer to independent
legal systems for the recognition of certain types of intellectual
property rights. African countries have not implemented sui generis
systems for the protection of indigenous knowledge and contribute
the biopiracy of resources belonging to our communities. African
countries should implement the OAU model law so that indigenous
people can benefit from their resources.
• As noted by Professor
Boyle, IP policy and rights, in tandem with the exponential expansion
in the breadth, scope, conditions and terms of IP protection, are
in the throes of a maximalist “rights-culture” that
conflates promotion of IP with promotion of innovation. This assumption
is palpably false and warrants vigorous challenge. The guiding frame
of reference in this respect must be that it is not rights that
generate progress and innovation but an appropriate balance between
rights and the public domain: this balance moreover is context dependent
and cannot be subject to a “one size fits all” ideology.
• Reform of WIPO to
embrace development as a key goal in its operations should be the
first objective; likewise, increasing the participation of the civil
society and of developing countries in its deliberations must increase
in order to neutralize the dominance of developed countries and
their corporations in its agenda setting, negotiations and operations.
A standstill on the assumption of newer and additional IP obligations
should be a first objective.
• In addition, a country
has a right “to implement their international obligations
in accordance with their own legal systems and practice… 1.1
TRIPs”. In legal terms, where there are grey areas in the
law, and there are many, countries can implement policies that are
more distributive and developmental. For instance the legal meaning
of “novelty” and the difference between “invention”
and “discovery” are grey areas that provide a wide range
of latitude for protection and for non-protection of rights. Simply
put, what is a patent in one country need not be a patent in another
country and that would still be legal. These grey area flexibilities
should not be lost in WIPO negotiations.
Chandrakant
Patel represents SEATINI in Geneva and is editor of the SEATINI
Bulletin.
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